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Job Details

PostingID : 3451

Job Title:   Compliance Supervisor

Job Category: Policy/Monitoring

Job Type

Job Type : Full Time

Job Description

• Monitoring and issuing periodic reports on the non-compliance of the law and regulations by the broker-dealer and investment adviser and in charge of preparing regulatory reports • Establishing and maintaining a complaints register in which shall be recorded the complaints received from clients • Maintaining communication between the commission and the stock exchange regarding industry related practices • Regularly educating and training employees on changing regulations in relation to the industry's risk and compliance practices

Required Skills / Experience

• A minimum of a Bachelor's Degree in Finance or other related field from accredited institutions and must possess in approved securities course certificated by the Ghana Stock Exchange • Must possess risk or audit related educational/professional qualification • A minimum of 5 years of work experience in a similar role shall be considered

Years of Experience : 5 Years   


Computer Literate


Education Level : Bachelors Degree


City: Accra


MinSalary GHc: 0.0000

MaxSalary GHc: 0.0000

Job Posting

Posting Date: Mar 12 2019 12:00AM

Date Expires : 10/04/2019

How to Apply

Contact Person / Email / Address:

Send Application (CV and Covering Letter) to : hresourcegh@gmail.com

Apply Using : N/A

Please Note : employers will only shortlist the most qualified candidates for their posting.